Securities Laws

We engage the assistance of both in-house and partner securities attorneys to ensure your transaction not only goes public in a legal fashion but that the business remains in legal compliance on-going. We also hold several key partnership arrangements with key national law firms to ensure compliance with state, national and international securities laws.


Our corporate attorneys assist in transaction structuring and in working to close each unique opportunity. In doing so we help to put together offering documents, proxy material and merger and exchange agreements.


In addition, each publicly traded corporation will require regular, recurring SEC filings including Forms 10, 10-K, 10-Q and 8-K. Our attorneys also assist with all applicable Registration Statements.


Finally, all listing activities, including NASDAQ, NYSE, AMEX & OTCBB listings, will receive 15c2-11 listing document assistants.