September 11, 2016

Capital Returns vs. Capital Appreciation

Seemingly conflicted investment philosophies abound. The goals of the individual and institutional investor alike will drive the way we see stocks and their relative value. There […]
May 26, 2015

Crowdfunding is the New Microcap

Because of the nature of our business we’ve been giving keen attention to the crowdfunding market. In fact, we’re convinced that crowdfunding will fuel many more […]
May 5, 2015

Form S-1: Required Financial Statements

Going public takes some fairly decent preparation on the part of the offerer. Nowhere is this more evident than in the financial statements. Prior to […]
April 13, 2015

Myths About Public Company Share Registration & the SEC

Before I delve in to a discussion about what the SEC does and does not do, let me be very clear: the SEC produces and […]
April 5, 2015

Vetting Reverse Merger Candidates

We receive a great deal of requests from folks I like to refer to as the tire kickers. They’re those that like to waste a […]
March 30, 2015

Foreign RTOs: Separating the Wheat from the Chaff

Yes it is possible to have a non U.S.-based entity go public in the United States. It’s long been a way for private, foreign companies […]
March 23, 2015

Intellectual Property: Patents, Trademarks & Contracts for Public Offerings

When it comes time to take your company public, the SEC doesn’t care if your company isn’t profitable. They don’t care whether or not there […]
March 2, 2015

Raising “Ongoing” Money Through the Public Markets

There is no shortage of discussion on the world wide webs regarding how difficult it can be to raise capital for your business. If you’re […]
February 2, 2015

Public Company Benefits to the Founding Entrepreneur(s)

If you ignore the capital flowing into the company coffers at the time of a public offering, going public also has a great deal of ancillary […]
January 30, 2015

We Don’t Like Ignorant Clients

This may sound pompous, but let me explain. We love all clients. We also like educating clients as to the benefits of what we do. But, after […]